Home / Dz.U. 1997 nr 118 poz. 754
Law of August 21, 1997 – Law on Public Trading in Securities.
Ustawa z dnia 21 sierpnia 1997 r. - Prawo o publicznym obrocie papierami wartościowymi.
Type
Law (Ustawa)
Status
repealed (uchylony)
Announced
1997-08-21
Entry into force
1998-01-04
Texts
The consolidated text (tekst ujednolicony) is unofficial; only the signed PDFs from Dziennik Ustaw / Monitor Polski are legally authentic.
Keywords
Fundscompaniespenal provisionsmonopolistic practicesBrokersStock Exchangescommercial lawstate and service secretsfeessecuritiesaccountingcorporate income tax
Related acts
Repealing Acts (1)
Repealed Acts (2)
Acts Declared Repealed (5)
- Order of the Chairman of the Securities and Exchange Commission of December 21, 1995 on special accounting principles, including the determination of financial statement forms, for organizational units organized and financed separately within a bank conducting brokerage activities. · 1998-01-04
- Regulation of the Council of Ministers of June 30, 1995 on the forms of regulated over-the-counter secondary public trading of securities. · 1999-01-04
- Ordinance of the Chairman of the Securities and Exchange Commission of October 11, 1995, on determining the minimum share capital of an investment fund company. · 1999-01-04
- Order of the Chairman of the Securities and Exchange Commission of August 31, 1994 on the scope, procedure, and frequency of announcing reports on the status of unit trusts. · 1999-01-04
- Regulation of the Council of Ministers of April 18, 1995, on the principles of operation of the National Depository for Securities. · 1999-01-04
Implementing Regulations (75)
- Regulation of the Council of Ministers of March 21, 2005, amending the regulation on the detailed conditions that a prospectus and a prospectus summary must meet
- Regulation of the Council of Ministers of March 21, 2005, on current and periodic information provided by issuers of securities
- Regulation of the Council of Ministers of 21 April 2004 on information constituting recommendations regarding financial instruments or their issuers
- Regulation of the Council of Ministers of 21 April 2004 on the establishment of an official stock exchange market
- Regulation of the Council of Ministers of 21 April 2004 on the type of information that may infringe the issuer's legitimate interest, and the issuer's procedure in connection with the delay in making insider information public
- Regulation of the Council of Ministers of 21 April 2004 on the type, scope, deadlines and frequency of information transmission by a company operating a stock exchange
- Regulation of the Council of Ministers of 21 April 2004 on the introduction into public trading of derivative rights and property rights registered in a securities depository that are securities from the date of admission to public trading
- Regulation of the Minister of Finance of 23 April 2004 on the transmission and disclosure of information referred to in Article 161f para. 1 of the Law on Public Trading in Securities, and on the principles of preparing and keeping a list of persons having access to specific confidential information
- Regulation of the Minister of Finance of 23 April 2004 on technical means and conditions for transmitting information under the provisions on public trading in securities
- Regulation of the Minister of Finance of 23 April 2004 on the requirements that brokerage houses' applications for permits for certain activities within their brokerage business should meet
- Regulation of the Minister of Finance of 23 April 2004 on the list of titles entitling to apply for registration as an investment advisor
- Regulation of the Minister of Finance of 23 April 2004 on the detailed procedure for controlling entities whose activities are subject to supervision by the Securities and Exchange Commission
- Regulation of the Minister of Finance of March 29, 2004, amending the regulation on fees payable under the law - on public trading in securities
- Regulation of the Council of Ministers of 26 October 2004 on the detailed rules for the organizational and financial separation of a bank's brokerage activity
- Regulation of the Council of Ministers of August 11, 2004 on the detailed conditions to be met by a prospectus and a prospectus summary
- Regulation of the Minister of Finance of May 17, 2004, on reporting obligations regarding securities issued by the State Treasury
- Regulation of the Council of Ministers of December 9, 2003 amending the regulation on the scope, procedure, form and deadlines for providing information by certain entities conducting brokerage activities and securities accounts
- Regulation of the Council of Ministers of December 9, 2003 amending the regulation on current and periodic information provided by issuers of securities
- Regulation of the Council of Ministers of May 27, 2003 on the determination of the amount of own funds intended for a bank to conduct brokerage activities, depending on the scale of its activities
- Regulation of the Council of Ministers of April 15, 2002 on the determination of technical and organizational conditions required for conducting brokerage activities by certain entities and for maintaining securities accounts by banks.
- Regulation of the Council of Ministers of January 22, 2002, on the scope, procedure, form, and deadlines for submitting information by certain entities conducting brokerage activities and securities accounts.
- Regulation of the Council of Ministers of March 19, 2002, amending the regulation on the detailed conditions that an issue prospectus and a prospectus summary must meet.
- Regulation of the Minister of Finance of March 27, 2002 on the remuneration and bonuses of employees of the Securities and Stock Exchange Commission offices and the Chairman of the Securities and Stock Exchange Commission and his deputies.
- Regulation of the Council of Ministers of March 19, 2002 amending the regulation on current and periodic information provided by issuers of securities.
- Regulation of the Council of Ministers of March 19, 2002 amending the regulation on the determination of the validity period of the issue prospectus, the period within which, after the publication of the prospectus and its summary, the sale or subscription of securities may commence, the required number of prospectuses, and the place, deadlines, and methods of making the prospectus and its summary publicly available.
- Regulation of the Council of Ministers of December 20, 2002 amending the regulation on the scope, procedure, form, and deadlines for providing information by certain entities conducting brokerage activities and securities accounts.
- Regulation of the Council of Ministers of 3 September 2002 on the procedure and conditions for the operation of brokerage houses and banks conducting brokerage activities, and banks maintaining securities accounts.
- Regulation of the Minister of Finance of 6 September 2002 on fees payable under the Act - Law on Public Trading in Securities.
- Regulation of the Council of Ministers of 3 September 2002 amending the regulation on the definition of conditions that official stock exchanges and issuers of securities admitted to trading on these markets must meet.
- Regulation of the Council of Ministers of July 17, 2001, on the forms of invitations to subscribe for the sale or exchange of shares in a public company, the detailed manner of their announcement, and the conditions for acquiring shares as a result of these invitations.
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Amending Acts (35)
- Law of September 4, 1997, on industrial funds and their privatization in connection with the reform of the social security system. · 1998-02-25
- Law of July 23, 1998, amending the law - Law on Public Trading in Securities, the Accounting Law and the Law on Mortgage Bonds and Mortgage Banks. · 1998-08-20
- Law of 6 June 1997 - Provisions introducing the Penal Code · 1998-09-01
- Law of July 24, 1998, amending the law – Provisions introducing the Penal Code. · 1998-09-01
- Law of 2 March 2000 on the amendment of the law on employee pension programmes and certain other laws. · 2000-04-15
- Law of June 29, 2000, on the repeal of the Law on Industrial Funds and their privatization in connection with the reform of the social insurance system and on the amendment of certain laws. · 2000-07-27
- Law of June 29, 2000, amending the Law on Bonds and certain other laws. · 2000-08-27
- Law of 15 September 2000 Commercial Companies Code. · 2001-01-01
- Law of November 16, 2000, on warehouses and on amending the Civil Code, the Code of Civil Procedure, and other laws. · 2001-01-04
- Law of 8 December 2000 on amending the Law on Enforcement Proceedings in Administration, the Law on Local Taxes and Fees, the Law on Subsidies for Interest on Certain Bank Loans, the Law - Act on Public Trading in Securities, the Law - Tax Ordinance, the Law on Public Finance, the Law on Corporate Income Tax, and the Law on Commercialization and Privatization of State Enterprises - in connection with adaptation to European Union law. · 2001-01-15
- Law of 26 October 2000 on Commodity Exchanges. · 2001-05-28
- Law of November 16, 2000, on Counteracting Money Laundering and Financing of Terrorism · 2001-06-23
- Law of 21 December 2001 on the amendment of the Law on the Shaping of Remuneration in the State Budget Sphere and on the amendment of certain laws. · 2002-01-01
- Law of 21 December 2001 on the amendment of the Law on the Organization and Mode of Operation of the Council of Ministers and on the Scope of Competences of Ministers, the Law on Departments of Government Administration, and on the amendment of certain laws. · 2002-01-01
- Law of 1 March 2002 on changes in the organization and functioning of central government administration bodies and units subordinate to them, and on amending certain laws. · 2002-04-01
- Law of 6 July 2001 on the processing of criminal information · 2003-01-01
- Law of December 5, 2002 on the amendment of the law on the principles of exercising rights vested in the State Treasury, the law on the commercialization and privatization of state enterprises, and certain other laws. · 2003-01-15
- Law of February 14, 2003 on access to economic information · 2003-04-26
- Law of 10 April 2003 amending the Law on Lotteries, Betting and Slot Machines and amending certain other laws. · 2003-06-15
- Law of August 27, 2003 on the amendment of the law on the organization and functioning of pension funds and other laws · 2003-10-15
- Law of May 22, 2003, on insurance activity · 2004-01-01
- Law of 26 November 2003 on amending the law on commodity exchanges and certain other laws · 2004-03-30
- Law of April 20, 2004, amending and repealing certain laws in connection with the accession of the Republic of Poland to the European Union · 2004-05-01
- Law of April 2, 2004, on certain financial security instruments · 2004-05-01
- Law of 12 March 2004 on amending the Law - Public Trading in Securities Law and amending other laws · 2004-05-01
- Law of 27 May 2004 on investment funds and the management of alternative investment funds · 2004-07-01
- Law of April 20, 2004, on individual retirement accounts and individual pension security accounts · 2004-09-01
- Law of November 25, 2004, amending the Law on Public Finance and amending certain laws · 2005-01-01
- Law of March 4, 2005, on European economic interest groupings and European companies · 2005-05-19
- Law of April 15, 2005, on supplementary supervision of credit institutions, insurance companies, reinsurance companies, and investment firms belonging to a financial conglomerate · 2005-06-13
- … +5
Amended Acts (12)
- Law of February 24, 1990, on counteracting monopolistic practices. · 1998-01-04
- Regulation of the President of the Republic of June 27, 1934, Commercial Code. · 1998-01-04
- Law of 29 September 1994 on accounting. · 1998-01-04
- Law of 6 June 1997 - Provisions introducing the Penal Code · 1998-01-04
- Law of 6 March 1997 on compensation for the periodic non-increase of wages in the budgetary sphere and the loss of certain increases or supplements to pensions and annuities. · 1998-01-04
- Law of December 6, 1996, on pledge registration and the pledge register. · 1998-01-04
- Law of 8 August 1996 amending certain laws regulating the functioning of the economy and public administration. · 1998-01-04
- Law of May 31, 1996 amending the Law on tax liabilities and amending certain other laws. · 1998-01-04
- Law of 29 March 1996 on amendment of the law on companies with foreign participation and on amendment of certain laws · 1998-01-04
- Law of June 29, 1995 on bonds. · 1998-01-04
- Announcement by the President of the Council of Ministers of June 10, 1994, on the correction of errors. · 1998-01-04
- Law of 15 February 1992 on corporate income tax. · 1998-01-04
Information on Consolidated Text (2)
- Announcement of the Marshal of the Sejm of the Republic of Poland of 17 June 2005 on the promulgation of the consolidated text of the Law on Public Trading in Securities
- Announcement of the Minister of Finance of March 21, 2002, on the announcement of the consolidated text of the Act - Public Trading in Securities Law.
References (9)
- Law of 30 August 1996 on commercialization and certain employee rights.
- Regulation of the Council of Ministers of June 30, 1995 on the forms of regulated over-the-counter secondary public trading of securities.
- Law of 30 April 1993 on National Investment Funds and their Privatization.
- Law of 29 July 1992 on lotteries and mutual betting.
- Law of April 7, 1989, on Associations
- Law of 23 April 1964 - Civil Code.
- Law of 17 November 1964 - Code of Civil Procedure.
- Law of June 14, 1960, Code of Administrative Procedure.
- Regulation of the President of the Republic of October 24, 1934. Bankruptcy Law.
Constitutional Tribunal Ruling (1)
Acts referring to this act
- Repealing Acts: Announcement of the Prime Minister of March 28, 1994, on the promulgation of the consolidated text of the law - Law on Public Trading in Securities and Investment Funds.
- Repealing Acts: Law of March 22, 1991 on the Public Trading of Securities and Trust Funds.
- Repealed Acts: Law of 29 July 2005 on Trading in Financial Instruments
- Amending Acts: Law of 29 September 1994 on accounting.
- Amending Acts: Law of 15 February 1992 on corporate income tax.
- Amending Acts: Announcement by the President of the Council of Ministers of June 10, 1994, on the correction of errors.
- Amending Acts: Law of June 29, 1995 on bonds.
- Amending Acts: Law of 29 March 1996 on amendment of the law on companies with foreign participation and on amendment of certain laws
- Amending Acts: Law of May 31, 1996 amending the Law on tax liabilities and amending certain other laws.
- Amending Acts: Law of 8 August 1996 amending certain laws regulating the functioning of the economy and public administration.
- Amending Acts: Law of December 6, 1996, on pledge registration and the pledge register.
- Amending Acts: Law of 6 March 1997 on compensation for the periodic non-increase of wages in the budgetary sphere and the loss of certain increases or supplements to pensions and annuities.
- Amending Acts: Law of 6 June 1997 - Provisions introducing the Penal Code
- Amending Acts: Regulation of the President of the Republic of June 27, 1934, Commercial Code.
- Amending Acts: Law of February 24, 1990, on counteracting monopolistic practices.
- Amended Acts: Law of 29 July 2005 on Capital Market Supervision
- Amended Acts: Law of 30 June 2005 amending the Tax Ordinance and amending certain other laws
- Amended Acts: Law of July 27, 2005 on conducting competitions for the positions of heads of central government administration offices, presidents of state agencies and presidents of management boards of state targeted funds
- Amended Acts: Law of June 3, 2005, on special powers of the State Treasury and their exercise in capital companies of significant importance for public order or public safety
- Amended Acts: Law of April 15, 2005, on amending the law on the protection of classified information and certain other laws
- Amended Acts: Law of April 15, 2005, on supplementary supervision of credit institutions, insurance companies, reinsurance companies, and investment firms belonging to a financial conglomerate
- Amended Acts: Law of March 4, 2005, on European economic interest groupings and European companies
- Amended Acts: Law of November 25, 2004, amending the Law on Public Finance and amending certain laws
- Amended Acts: Law of April 20, 2004, on individual retirement accounts and individual pension security accounts
- Amended Acts: Law of 27 May 2004 on investment funds and the management of alternative investment funds
- Amended Acts: Law of April 20, 2004, amending and repealing certain laws in connection with the accession of the Republic of Poland to the European Union
- Amended Acts: Law of 12 March 2004 on amending the Law - Public Trading in Securities Law and amending other laws
- Amended Acts: Law of April 2, 2004, on certain financial security instruments
- Amended Acts: Law of 26 November 2003 on amending the law on commodity exchanges and certain other laws
- Amended Acts: Law of May 22, 2003, on insurance activity
- Amended Acts: Law of August 27, 2003 on the amendment of the law on the organization and functioning of pension funds and other laws
- Amended Acts: Law of 10 April 2003 amending the Law on Lotteries, Betting and Slot Machines and amending certain other laws.
- Amended Acts: Law of February 14, 2003 on access to economic information
- Amended Acts: Law of December 5, 2002 on the amendment of the law on the principles of exercising rights vested in the State Treasury, the law on the commercialization and privatization of state enterprises, and certain other laws.
- Amended Acts: Law of 6 July 2001 on the processing of criminal information
- Amended Acts: Law of 1 March 2002 on changes in the organization and functioning of central government administration bodies and units subordinate to them, and on amending certain laws.
- Amended Acts: Law of 21 December 2001 on the amendment of the Law on the Organization and Mode of Operation of the Council of Ministers and on the Scope of Competences of Ministers, the Law on Departments of Government Administration, and on the amendment of certain laws.
- Amended Acts: Law of 21 December 2001 on the amendment of the Law on the Shaping of Remuneration in the State Budget Sphere and on the amendment of certain laws.
- Amended Acts: Law of November 16, 2000, on Counteracting Money Laundering and Financing of Terrorism
- Amended Acts: Law of 26 October 2000 on Commodity Exchanges.
- Amended Acts: Law of 8 December 2000 on amending the Law on Enforcement Proceedings in Administration, the Law on Local Taxes and Fees, the Law on Subsidies for Interest on Certain Bank Loans, the Law - Act on Public Trading in Securities, the Law - Tax Ordinance, the Law on Public Finance, the Law on Corporate Income Tax, and the Law on Commercialization and Privatization of State Enterprises - in connection with adaptation to European Union law.
- Amended Acts: Law of November 16, 2000, on warehouses and on amending the Civil Code, the Code of Civil Procedure, and other laws.
- Amended Acts: Law of 15 September 2000 Commercial Companies Code.
- Amended Acts: Law of June 29, 2000, amending the Law on Bonds and certain other laws.
- Amended Acts: Law of June 29, 2000, on the repeal of the Law on Industrial Funds and their privatization in connection with the reform of the social insurance system and on the amendment of certain laws.
- Amended Acts: Law of 2 March 2000 on the amendment of the law on employee pension programmes and certain other laws.
- Amended Acts: Law of July 24, 1998, amending the law – Provisions introducing the Penal Code.
- Amended Acts: Law of 6 June 1997 - Provisions introducing the Penal Code
- Amended Acts: Law of July 23, 1998, amending the law - Law on Public Trading in Securities, the Accounting Law and the Law on Mortgage Bonds and Mortgage Banks.
- Amended Acts: Law of September 4, 1997, on industrial funds and their privatization in connection with the reform of the social security system.