Home / Dz.U. 2005 nr 183 poz. 1538
Law of 29 July 2005 on Trading in Financial Instruments
Ustawa z dnia 29 lipca 2005 r. o obrocie instrumentami finansowymi
Type
Law (Ustawa)
Status
act has a consolidated text (akt posiada tekst jednolity)
Announced
2005-07-29
Entry into force
2005-10-24
Texts
The consolidated text (tekst ujednolicony) is unofficial; only the signed PDFs from Dziennik Ustaw / Monitor Polski are legally authentic.
Keywords
economic activityFinancingStock Exchangessecuritiespersonal income taxprawo bankoweFundsenforcement proceedings in administrationsupervisionregistersInvestment Fundbieglitax offices and chamberscommercial lawsocial insurancecurrencycivil procedurebankruptcy lawcorporate income taxreal estateshare capitalregistered pledgefinancial instrumentscivil codepermitsfeesjoint-stock companiescapital companiescompaniesFinancial EconomyforeignersbailiffsBrokersPension Fundsindustrial propertydepositsinsurance activities
Related acts
Repealed Acts (3)
- Regulation of the Council of Ministers of April 19, 2005, on the procedure and conditions for granting loans by brokerage houses, banks conducting brokerage activities, and banks keeping securities accounts for the acquisition of securities admitted to public trading · 2005-10-24
- Announcement of the Marshal of the Sejm of the Republic of Poland of 17 June 2005 on the promulgation of the consolidated text of the Law on Public Trading in Securities · 2005-10-24
- Law of August 21, 1997 – Law on Public Trading in Securities. · 2005-10-24
Acts Declared Repealed (21)
- Regulation of the Minister of Finance of December 29, 1998 on the content of the notification concerning the issuance of securities, exclusively representing monetary claims, if the deadline for exercising rights from these securities is less than one year. · 2004-10-24
- Regulation of the Council of Ministers of March 21, 2005, amending the regulation on the detailed conditions that a prospectus and a prospectus summary must meet · 2005-10-24
- Regulation of the Council of Ministers of 21 April 2004 on the type, scope, deadlines and frequency of information transmission by a company operating a stock exchange · 2005-10-24
- Regulation of the Minister of Finance of August 18, 2004 on the notification of the issuance of investment certificates of a closed investment fund not subject to public trading · 2005-10-24
- Regulation of the Council of Ministers of August 11, 2004 on the detailed conditions to be met by a prospectus and a prospectus summary · 2005-10-24
- Regulation of the Minister of Finance of March 27, 2002 on the remuneration and bonuses of employees of the Securities and Stock Exchange Commission offices and the Chairman of the Securities and Stock Exchange Commission and his deputies. · 2005-10-24
- Regulation of the Council of Ministers of March 19, 2002 amending the regulation on the determination of the validity period of the issue prospectus, the period within which, after the publication of the prospectus and its summary, the sale or subscription of securities may commence, the required number of prospectuses, and the place, deadlines, and methods of making the prospectus and its summary publicly available. · 2005-10-24
- Regulation of the Council of Ministers of July 17, 2001, on the determination of the scope of information covered by an application for a permit to acquire a significant block of shares in a public company or depositary receipts issued in connection with such shares. · 2005-10-24
- Regulation of the Council of Ministers of October 16, 2001, on determining the validity period of an issue prospectus, the period after the publication of the prospectus and its summary during which the sale or subscription of securities may commence, the required number of prospectuses, and the place, deadlines, and methods of making the prospectus and its summary publicly available. · 2005-10-24
- Regulation of the Council of Ministers of 21 June 2005 on the detailed content of the terms of issue of closed-end investment fund certificates of participation that are not subject to public trading · 2005-10-24
- Regulation of the Minister of Finance of April 21, 2005, on activities whose performance by a brokerage house does not require obtaining a permit · 2006-04-25
- Regulation of the Council of Ministers of April 19, 2005, on the scope, procedure, form, and deadlines for providing information by certain entities conducting brokerage activities and securities accounts · 2006-04-25
- Regulation of the Council of Ministers of April 19, 2005, on the lending of securities with the participation of brokerage entities and banks keeping securities accounts · 2006-04-25
- Regulation of the Minister of Finance of 23 April 2004 on the list of titles entitling to apply for registration as an investment advisor · 2006-04-25
- Regulation of the Minister of Finance of 23 April 2004 on the requirements that brokerage houses' applications for permits for certain activities within their brokerage business should meet · 2006-04-25
- Regulation of the Council of Ministers of 21 April 2004 on the establishment of an official stock exchange market · 2006-04-25
- Regulation of the Minister of Finance of May 17, 2004, on reporting obligations regarding securities issued by the State Treasury · 2006-04-25
- Regulation of the Council of Ministers of May 27, 2003 on the determination of the amount of own funds intended for a bank to conduct brokerage activities, depending on the scale of its activities · 2006-04-25
- Regulation of the Council of Ministers of May 27, 2003 on the determination of the own funds of a brokerage house depending on the scale of its activities and the maximum amount of loans, borrowings and issued debt securities in relation to own funds · 2006-04-25
- Regulation of the Minister of Finance of 17 June 2005 on the forms of applications for registration on the list of securities brokers and on the list of investment advisors · 2006-04-25
- Regulation of the Council of Ministers of 26 October 2004 on the detailed rules for the organizational and financial separation of a bank's brokerage activity · 2006-04-25
Implementing Regulations (104)
- Regulation of the Minister of Finance of 12 April 2019 on the detailed conditions that a regulated market and an auction platform must meet
- Regulation of the Minister of Finance of February 22, 2019, on the scope, procedure and form, and deadlines for transmitting information to the Financial Supervision Authority by investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Finance of 2 August 2019 amending the regulation on the procedure and conditions for the operation of investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Finance of June 18, 2019 on documents attached to notifications of intent to acquire or take over shares or rights from shares of a brokerage house or of intent to become a dominant entity of a brokerage house
- Regulation of the Minister of Finance of May 7, 2018, on the detailed scope of tasks of the committee for nominations in brokerage houses
- Regulation of the Minister of Finance of October 12, 2018, on reporting obligations regarding the turnover of securities issued by the State Treasury
- Regulation of the Minister of Finance of May 30, 2018, on the procedure and conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Finance of May 29, 2018, on the detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Development and Finance of May 8, 2017, on data and information transmitted by entities conducting securities depositories, systems for registering non-securities financial instruments and clearing systems
- Regulation of the Minister of Development and Finance of April 25, 2017, on own funds, risk management system, supervisory review and evaluation process, and remuneration policy in a brokerage house
- Regulation of the Minister of Development and Finance of April 25, 2017, on the detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Development and Finance of March 9, 2017, amending the regulation on reporting obligations regarding trading in securities issued by the State Treasury
- Regulation of the Minister of Development and Finance of 8 May 2017 amending the regulation on the scope, procedure and form, as well as deadlines for transmitting information by investment firms, banks referred to in Article 70(2) of the Act on trading in financial instruments, and custodian banks
- Regulation of the Minister of Finance of June 27, 2016 on the treatment by brokerage houses of significant blocks of shares in entities outside the financial sector referred to in Article 89(3) of Regulation (EU) No 575/2013
- Regulation of the Minister of Finance of 18 May 2016 on the forms of applications for registration on the list of securities brokers and on the list of investment advisors
- Regulation of the Minister of Finance of 18 May 2016 on examinations for securities brokers and investment advisors, and skills tests
- Regulation of the Minister of Finance of May 4, 2016, on the list of titles entitling to apply for registration on the list of securities brokers or investment advisors
- Regulation of the Minister of Finance of December 16, 2015, amending the regulation on the procedure and conditions for the operations of investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Finance of January 14, 2016, on the detailed conditions that a regulated market and an auction platform must meet
- Regulation of the Minister of Finance of July 1, 2016, on the types of exposures of brokerage houses excluded from large exposure limits
- Regulation of the Minister of Finance of 28 August 2015 on documents attached to notifications of intent to acquire or take over shares or rights from CCP shares or of intent to become a controlling entity of CCP
- Regulation of the Minister of Finance of March 6, 2014, on reporting obligations regarding turnover of securities issued by the State Treasury
- Regulation of the Minister of Finance of February 4, 2014, amending the regulation on the procedure and conditions for the operation of investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Finance of April 26, 2012, amending the regulation on the scope and detailed principles of determining the total capital requirement, including capital requirements for brokerage houses, and determining the maximum amount of loans, borrowings and issued debt securities in relation to capital
- Regulation of the Minister of Finance of December 29, 2011, amending the regulation on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and determining the maximum amount of loans, borrowings, and issued debt securities in relation to capital
- Regulation of the Minister of Finance of February 9, 2012, on determining the form of a certificate of income (revenue) transferred by an entity maintaining a consolidated account and the amount of tax withheld
- Regulation of the Minister of Finance of 24 September 2012 on the procedure and conditions for the operation of investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Finance of 24 September 2012 on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and the conditions for estimating own funds by a brokerage house
- Regulation of the Minister of Finance of July 18, 2011 amending the regulation on the scope, procedure and form, as well as deadlines for transmitting information by investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks
- Regulation of the Minister of Finance of July 13, 2011 amending the regulation on creditworthiness assessments developed by external credit rating institutions
- … +74
Amending Acts (92)
- Law of June 9, 2006, on the Central Anticorruption Bureau · 2006-07-24
- Law of July 21, 2006, on financial market supervision. · 2006-09-19
- Law of September 4, 2008, on amending laws to unify IT terminology · 2008-10-08
- Judgment of the Constitutional Tribunal of 12 May 2009, case file P 66/07 · 2009-05-25
- Law of 7 May 2009 on Statutory Auditors and their Self-Government, Entities Authorised to Audit Financial Statements, and Public Oversight · 2009-06-06
- Law of 13 February 2009 amending the Law on insurance activity and certain other laws · 2009-06-18
- Law of December 5, 2008, on amending the Code of Commercial Companies and the Law on Trading in Financial Instruments · 2009-08-03
- Law of 4 September 2008 amending the Law on Trading in Financial Instruments and certain other laws · 2009-10-21
- Law of 25 June 2009 amending the Law on combating the introduction into financial circulation of assets derived from illegal or undeclared sources and on combating the financing of terrorism, and amending certain other laws · 2009-10-22
- Law of August 27, 2009 on the Customs Service · 2009-10-31
- Law of November 20, 2009, on amending the Law on Toll Motorways and the National Road Fund and the Law on Trading in Financial Instruments · 2010-01-01
- Law of 19 November 2009 on gambling · 2010-01-01
- Law of 22 January 2010 amending the Law on Trading in Financial Instruments · 2010-04-06
- Law of 9 April 2010 on the provision of economic information and the exchange of economic data · 2010-06-14
- Law of 25 June 2010 amending the Law - Banking Law, the Law on Insurance Activity, the Law on Investment Funds, the Law on Trading in Financial Instruments and the Law on Financial Market Supervision · 2010-08-14
- Law of 5 August 2010 on the protection of classified information. · 2011-01-02
- Law of 25 March 2011 on reducing administrative barriers for citizens and entrepreneurs · 2011-07-01
- Law of 28 April 2011 amending the Law - Banking Law, the Law on Trading in Financial Instruments and the Law on Financial Market Supervision · 2011-07-12
- Law of 16 September 2011 amending the Law on Trading in Financial Instruments and certain other laws · 2012-01-01
- Law of June 28, 2012, on amending the law on trading in financial instruments and the law on public offering and the conditions for introducing financial instruments into an organized trading system and on public companies · 2012-08-04
- Law of 24 October 2012 amending the Act on Trading in Financial Instruments and certain other acts · 2012-12-26
- Law of March 8, 2013, amending the Law on Public Offering and the Conditions for Introducing Financial Instruments to Organized Trading Systems and on Public Companies, and certain other laws · 2013-04-23
- Law of 26 July 2013 on amending the Law - Energy Law and certain other laws · 2013-09-11
- Law of 11 October 2013 on mutual assistance in the recovery of taxes, customs duties and other monetary claims · 2013-11-21
- Law of April 24, 2014, on amending the Law on supplementary supervision over credit institutions, insurance companies, reinsurance companies and investment firms belonging to a financial conglomerate and certain other laws · 2014-05-23
- Law of December 5, 2014, on amending the Law on Trading in Financial Instruments and certain other laws · 2015-01-30
- Law of 12 June 2015 on the system of trading greenhouse gas emission allowances · 2015-09-09
- Law of 5 August 2015 on the handling of complaints by financial market entities, on the Financial Ombudsman and on the Financial Education Fund · 2015-10-11
- Law of 5 August 2015 on macroprudential supervision of the financial system and crisis management in the financial system · 2015-11-01
- Law of 5 August 2015 on the amendment of laws regulating the conditions for access to the performance of certain professions · 2015-11-30
- … +62
Amended Acts (32)
- Law of 21 June 1996 on the Ministry of Finance and on tax offices and chambers. · 2005-10-24
- Law of March 4, 2005, on European economic interest groupings and European companies · 2005-10-24
- Law of July 27, 2005 on conducting competitions for the positions of heads of central government administration offices, presidents of state agencies and presidents of management boards of state targeted funds · 2005-10-24
- Law of 30 June 2005 amending the Tax Ordinance and amending certain other laws · 2005-10-24
- Law of June 3, 2005, on special powers of the State Treasury and their exercise in capital companies of significant importance for public order or public safety · 2005-10-24
- Law of April 2, 2004, on certain financial security instruments · 2005-10-24
- Law of July 2, 2004 on freedom of economic activity · 2005-10-24
- Law of 27 May 2004 on investment funds and the management of alternative investment funds · 2005-10-24
- Law of April 20, 2004, on individual retirement accounts and individual pension security accounts · 2005-10-24
- Law of 28 February 2003 Bankruptcy Law · 2005-10-24
- Law of May 22, 2003, on insurance intermediation · 2005-10-24
- Law of May 22, 2003, on insurance activity · 2005-10-24
- Law of October 28, 2002, on the liability of collective entities for offenses punishable by law. · 2005-10-24
- Law of August 24, 2001, on final settlement in payment systems and securities settlement systems and on the supervision of these systems. · 2005-10-24
- Law of November 16, 2000, on Counteracting Money Laundering and Financing of Terrorism · 2005-10-24
- Law of November 16, 2000, on warehouses and on amending the Civil Code, the Code of Civil Procedure, and other laws. · 2005-10-24
- Law of 26 October 2000 on Commodity Exchanges. · 2005-10-24
- Law of 15 September 2000 Commercial Companies Code. · 2005-10-24
- Law of October 13, 1998, on the social insurance system. · 2005-10-24
- Law of August 29, 1997 - Banking Law. · 2005-10-24
- Law of August 28, 1997, on the organization and functioning of pension funds. · 2005-10-24
- Law of August 29, 1997, on court bailiffs and enforcement. · 2005-10-24
- Law of May 8, 1997, on guarantees and sureties granted by the State Treasury and certain legal persons. · 2005-10-24
- Law of December 6, 1996, on pledge registration and the pledge register. · 2005-10-24
- Law of 8 August 1996 on the principles of exercising rights vested in the State Treasury. · 2005-10-24
- Law of June 29, 1995 on bonds. · 2005-10-24
- Law of December 14, 1994, on the Bank Guarantee Fund. · 2005-10-24
- Law of 15 February 1992 on corporate income tax. · 2005-10-24
- Law of July 26, 1991 on Personal Income Tax. · 2005-10-24
- Law of June 17, 1966, on enforcement proceedings in administration. · 2005-10-24
- … +2
Information on Consolidated Text (11)
- Announcement of the Marshal of the Sejm of the Republic of Poland of March 21, 2024, on the promulgation of the consolidated text of the law on trading in financial instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of March 10, 2023, on the promulgation of the consolidated text of the Law on Trading in Financial Instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of April 7, 2022, on the announcement of the consolidated text of the Act on Trading in Financial Instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of June 9, 2022, on the announcement of the consolidated text of the law on trading in financial instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of January 22, 2021, on the announcement of the consolidated text of the Law on the trading of financial instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of December 9, 2019, on the promulgation of the consolidated text of the Law on Trading in Financial Instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of 9 November 2018 on the promulgation of the consolidated text of the Act on Trading in Financial Instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of September 15, 2017, on the promulgation of the consolidated text of the Law on Trading in Financial Instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of September 12, 2016 on the announcement of the consolidated text of the Act on trading in financial instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of December 6, 2013, on the promulgation of the consolidated text of the Act on Trading in Financial Instruments
- Announcement of the Marshal of the Sejm of the Republic of Poland of October 8, 2010 on the promulgation of the consolidated text of the Act on Trading in Financial Instruments
References (19)
- Law of April 15, 2005, on supplementary supervision of credit institutions, insurance companies, reinsurance companies, and investment firms belonging to a financial conglomerate
- Law of 29 July 2005 on Capital Market Supervision
- Law of July 2, 2004 on freedom of economic activity
- Law of 28 February 2003 Bankruptcy Law
- Law of February 14, 2003 on access to economic information
- Law of May 22, 2003, on insurance activity
- Law of 27 July 2002 Foreign Exchange Law.
- Act of April 26, 2001, on the principles of recognition of qualifications acquired in the Member States of the European Union for the performance of regulated professions.
- Law of 30 June 2000 on Industrial Property Law.
- Law of November 16, 2000, on Counteracting Money Laundering and Financing of Terrorism
- Law of 26 October 2000 on Commodity Exchanges.
- Law of 15 September 2000 Commercial Companies Code.
- Law of August 29, 1997 - Banking Law.
- Law of August 28, 1997, on the organization and functioning of pension funds.
- Law of December 23, 1994 on the Supreme Audit Office.
- Law of October 13, 1994, on Statutory Auditors and their Self-Government.
- Law of 29 September 1994 on accounting.
- Law of 6 April 1990 on the Police.
- Law of 23 April 1964 - Civil Code.
Constitutional Tribunal Ruling (1)
Acts referring to this act
- Repealing Acts: Regulation of the Council of Ministers of April 19, 2005, on the procedure and conditions for granting loans by brokerage houses, banks conducting brokerage activities, and banks keeping securities accounts for the acquisition of securities admitted to public trading
- Repealing Acts: Law of August 21, 1997 – Law on Public Trading in Securities.
- Repealing Acts: Announcement of the Marshal of the Sejm of the Republic of Poland of 17 June 2005 on the promulgation of the consolidated text of the Law on Public Trading in Securities
- Amending Acts: Law of March 24, 1920, on the acquisition of real estate by foreigners.
- Amending Acts: Law of May 22, 2003, on insurance activity
- Amending Acts: Law of 17 November 1964 - Code of Civil Procedure.
- Amending Acts: Law of June 17, 1966, on enforcement proceedings in administration.
- Amending Acts: Law of July 26, 1991 on Personal Income Tax.
- Amending Acts: Law of June 29, 1995 on bonds.
- Amending Acts: Law of May 22, 2003, on insurance intermediation
- Amending Acts: Law of April 2, 2004, on certain financial security instruments
- Amending Acts: Law of April 20, 2004, on individual retirement accounts and individual pension security accounts
- Amending Acts: Law of 21 June 1996 on the Ministry of Finance and on tax offices and chambers.
- Amending Acts: Law of 27 May 2004 on investment funds and the management of alternative investment funds
- Amending Acts: Law of July 2, 2004 on freedom of economic activity
- Amending Acts: Law of 8 August 1996 on the principles of exercising rights vested in the State Treasury.
- Amending Acts: Law of March 4, 2005, on European economic interest groupings and European companies
- Amending Acts: Law of June 3, 2005, on special powers of the State Treasury and their exercise in capital companies of significant importance for public order or public safety
- Amending Acts: Law of 30 June 2005 amending the Tax Ordinance and amending certain other laws
- Amending Acts: Law of July 27, 2005 on conducting competitions for the positions of heads of central government administration offices, presidents of state agencies and presidents of management boards of state targeted funds
- Amending Acts: Law of December 6, 1996, on pledge registration and the pledge register.
- Amending Acts: Law of May 8, 1997, on guarantees and sureties granted by the State Treasury and certain legal persons.
- Amending Acts: Law of August 29, 1997, on court bailiffs and enforcement.
- Amending Acts: Law of August 28, 1997, on the organization and functioning of pension funds.
- Amending Acts: Law of August 29, 1997 - Banking Law.
- Amending Acts: Law of October 13, 1998, on the social insurance system.
- Amending Acts: Law of 15 September 2000 Commercial Companies Code.
- Amending Acts: Law of 26 October 2000 on Commodity Exchanges.
- Amending Acts: Law of November 16, 2000, on warehouses and on amending the Civil Code, the Code of Civil Procedure, and other laws.
- Amending Acts: Law of November 16, 2000, on Counteracting Money Laundering and Financing of Terrorism
- Amending Acts: Law of August 24, 2001, on final settlement in payment systems and securities settlement systems and on the supervision of these systems.
- Amending Acts: Law of 28 February 2003 Bankruptcy Law
- Amending Acts: Law of October 28, 2002, on the liability of collective entities for offenses punishable by law.
- Amending Acts: Law of 15 February 1992 on corporate income tax.
- Amending Acts: Law of December 14, 1994, on the Bank Guarantee Fund.
- Amended Acts: Law of January 23, 2026, amending the Commercial Companies Code and certain other laws
- Amended Acts: Law of 29 May 2026 amending the Tax Ordinance and certain other laws
- Amended Acts: Law of 17 April 2026 on amending certain laws in connection with the transmission of information to the European Single Access Point
- Amended Acts: Law of 27 February 2026 amending the Law on Investment Funds and the Management of Alternative Investment Funds and the Law on Trading in Financial Instruments
- Amended Acts: Law of January 23, 2026, on amending certain laws related to the functioning of the financial market and the protection of participants in this market
- Amended Acts: Law of September 26, 2025, on amending the Law on the National Court Register and certain other laws
- Amended Acts: Law of August 5, 2025, on the repeal of the Law on the Central Pension Information
- Amended Acts: Law of June 25, 2025, on amending the Law on the Defense of the Homeland and certain other laws
- Amended Acts: Law of June 25, 2025, amending certain laws in connection with ensuring the operational digital resilience of the financial sector and the issuance of European green bonds
- Amended Acts: Law of June 24, 2025, on amending the Act on Trading in Financial Instruments
- Amended Acts: Law of 9 May 2025 amending the Law on the Prison Service and certain other laws
- Amended Acts: Law of December 20, 2024, on entities servicing loans and loan purchasers
- Amended Acts: Law of 6 December 2024 amending the Accounting Law, the Law on Statutory Auditors, Auditing Firms and Public Supervision, and certain other laws
- Amended Acts: Law of July 7, 2023, on the Central Pension Information
- Amended Acts: Law of April 14, 2023, on amending the law on investment funds and the management of alternative investment funds, the law on bonds, the law on the Bank Guarantee Fund, the deposit guarantee system and resolution, and certain other laws