Home / Dz.U. 2012 poz. 1072
Regulation of the Minister of Finance of 24 September 2012 on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and the conditions for estimating own funds by a brokerage house
Rozporządzenie Ministra Finansów z dnia 24 września 2012 r. w sprawie określenia szczegółowych warunków technicznych i organizacyjnych dla firm inwestycyjnych, banków, o których mowa w art. 70 ust. 2 ustawy o obrocie instrumentami finansowymi, i banków powierniczych oraz warunków szacowania przez dom maklerski kapitału wewnętrznego
Type
Regulation (Rozporządzenie)
Status
declared repealed (uznany za uchylony)
Announced
2012-09-24
Entry into force
2012-10-01
Texts
The consolidated text (tekst ujednolicony) is unofficial; only the signed PDFs from Dziennik Ustaw / Monitor Polski are legally authentic.
Keywords
financial instrumentsBrokersbanki
Related acts
Acts Declared Repealed (2)
- Regulation of the Minister of Finance of 13 July 2011 amending the regulation on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and on the conditions for estimating own capital by a brokerage house · 2012-10-01
- Regulation of the Minister of Finance of 23 November 2009 on the determination of detailed technical and organisational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, as well as the conditions for a brokerage house to estimate its own capital · 2012-10-01
References (3)
- Regulation of the Minister of Finance of 18 November 2009 on the scope and detailed rules for determining the total capital requirement, including capital requirements, for brokerage houses and the determination of the maximum amount of loans, borrowings and issued debt securities in relation to capital
- Regulation of the Minister of Finance of October 23, 2009 on the conditions that an alternative trading system organized by an investment firm must meet
- Law of July 21, 2006, on financial market supervision.
Legal Basis (1)
Legal Basis from Art. (1)
- Law of 29 July 2005 on Trading in Financial Instruments · art. 94 ust. 1 pkt 5
Acts referring to this act
- Acts Declared Repealed: Regulation of the Minister of Development and Finance of April 25, 2017, on own funds, risk management system, supervisory review and evaluation process, and remuneration policy in a brokerage house
- Implementing Regulations: Law of 29 July 2005 on Trading in Financial Instruments
- Repeals Resulting From: Regulation of the Minister of Finance of 13 July 2011 amending the regulation on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and on the conditions for estimating own capital by a brokerage house
- Repeals Resulting From: Regulation of the Minister of Finance of 23 November 2009 on the determination of detailed technical and organisational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, as well as the conditions for a brokerage house to estimate its own capital