Home / Dz.U. 2017 poz. 856
Regulation of the Minister of Development and Finance of April 25, 2017, on own funds, risk management system, supervisory review and evaluation process, and remuneration policy in a brokerage house
Rozporządzenie Ministra Rozwoju i Finansów z dnia 25 kwietnia 2017 r. w sprawie kapitału wewnętrznego, systemu zarządzania ryzykiem, programu oceny nadzorczej oraz badania i oceny nadzorczej, a także polityki wynagrodzeń w domu maklerskim
Type
Regulation (Rozporządzenie)
Status
declared repealed (uznany za uchylony)
Announced
2017-04-25
Entry into force
2017-04-28
Texts
The consolidated text (tekst ujednolicony) is unofficial; only the signed PDFs from Dziennik Ustaw / Monitor Polski are legally authentic.
Keywords
remunerationfinancial instrumentsBrokers
Related acts
Acts Declared Repealed (3)
- Regulation of the Minister of Finance of 24 September 2012 on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and the conditions for estimating own funds by a brokerage house · 2017-04-28
- Regulation of the Minister of Finance of 2 December 2011 on the principles of determining the policy of variable remuneration components for persons holding managerial positions by a brokerage house · 2017-04-28
- Regulation of the Minister of Finance of November 20, 2009 on the conducting of examination and supervisory assessment of brokerage houses · 2017-04-28
Legal Basis (1)
Legal Basis from Art. (1)
Acts referring to this act
- Acts Declared Repealed: Regulation of the Minister of Finance of December 8, 2021, on the estimation of own funds and liquid assets, risk management system, supervisory review and evaluation, as well as remuneration policy in a brokerage house and a small brokerage house
- Implementing Regulations: Law of 29 July 2005 on Trading in Financial Instruments
- Repeals Resulting From: Regulation of the Minister of Finance of 24 September 2012 on the determination of detailed technical and organizational conditions for investment firms, banks referred to in Article 70(2) of the Act on Trading in Financial Instruments, and custodian banks, and the conditions for estimating own funds by a brokerage house
- Repeals Resulting From: Regulation of the Minister of Finance of 2 December 2011 on the principles of determining the policy of variable remuneration components for persons holding managerial positions by a brokerage house
- Repeals Resulting From: Regulation of the Minister of Finance of November 20, 2009 on the conducting of examination and supervisory assessment of brokerage houses